P5/M6: KB 加密构建工具(快照一致性 + AES-GCM 断言导出 + 单一 tar)
- kb_encrypt_backfill.py:JSONL 字段级 + 整文件两种 AES-256-GCM 模式 (enc:v1:nonce:ct 格式,验证往返解密一致) - encrypt_kb.sh:Qdrant snapshot API + neo4j-admin dump 在线一致导出 (绝不动活动挂载卷),断言导出加密,单一 tar(不压缩)+ sha256 + 计数校验 - crypto/init_keys.sh:KB 主密钥生成(AES-256 base64,600,无供应商 RSA) - manifest.yaml 按实测数据源更新(70G+8.2G+14G+9.5G+2.7G+17M) Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
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# knowledge/manifest.yaml —— 向量知识库打包定义(数据不入 git)
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# 内容与源按方案 §五;此文件仅为元信息占位,P5 阶段填充真实清单。
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# knowledge/manifest.yaml —— 向量知识库打包定义(数据不入 git,仅元信息)
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# 2026-08-31 P5 核实版:真实数据源与加密语义
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version: 2.0.0
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sources:
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qdrant:
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collection: qdrant-plant-srt-pc2025-v3-20260817-normalized
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collection: plant_srt_pc2025_v3_20260817_normalized
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upstream_port: 27333
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container: qdrant-plant-srt-pc2025-v3-20260817-normalized
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size_gb: 70
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export: snapshot API + docker cp
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neo4j:
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normalized_container: neo4j-plant-srt-pc2025-v3-20260817-normalized
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normalized_bolt: bolt://127.0.0.1:19788
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normalized_size_gb: 8.2
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canonical_container: neo4j-plant-srt-direct-v1-full
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canonical_bolt: bolt://127.0.0.1:18788
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registry:
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paper_metadata_registry_v1_20260717: 17M
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canonical_size_gb: 14
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export: neo4j-admin database dump(在线一致)
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assertions:
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raw_export: staging/frozen_inputs/.../baseline_assertions/raw_export.jsonl(9.5G)
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parquet: staging/frozen_inputs/.../baseline_assertions/assertions.parquet(2.7G)
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registry: 主项目 data/knowledge_base/paper_metadata_registry_v1_20260717(17M,仅论文元数据,无断言文本)
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encryption:
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vectors: plaintext
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assertion_payload: AES-256-GCM
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graph_storage: plaintext-in-tar
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vectors: plaintext # 检索数学需要
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assertion_export_jsonl: AES-256-GCM # raw_export.jsonl properties_json 字段
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assertion_export_parquet: AES-256-GCM # 整文件加密
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graph_dump: plaintext-in-tar # 存储引擎限制
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qdrant_snapshot: plaintext # 存储引擎限制(断言文本经导出文件已加密)
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expected_counts:
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papers: 31207
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canonical_entities: 3820996
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assertions: 8246875
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normalized_entities: 6316654
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qdrant_points: 12963472
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neo4j_asserts: 12963472
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neo4j_supported_by: 13012368
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neo4j_papers: 96648
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Executable
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#!/usr/bin/env bash
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# init_keys.sh —— 生成 KB 主密钥(K_master, AES-256, base64, 权限 600)。
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# 与 phase_b 的区别:不生成供应商 Ed25519 密钥对(无授权体系)。
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set -euo pipefail
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umask 077
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SCRIPT_DIR="$(cd "$(dirname "${BASH_SOURCE[0]}")" && pwd)"
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VERSION="${VERSION:-2.0.0}"
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OUT_DIR="${OUT_DIR:-$SCRIPT_DIR/../build/$VERSION}"
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KEY_FILE="${KEY_FILE:-$OUT_DIR/kb.key}"
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[[ "$VERSION" =~ ^[A-Za-z0-9._-]+$ ]] || { echo "非法 VERSION: $VERSION" >&2; exit 1; }
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mkdir -p "$OUT_DIR"
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chmod 700 "$OUT_DIR"
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if [ -f "$KEY_FILE" ]; then
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echo "复用现有 KB 主密钥: $KEY_FILE"
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exit 0
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fi
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python3 -c "import base64,os; print(base64.b64encode(os.urandom(32)).decode())" > "$KEY_FILE"
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chmod 600 "$KEY_FILE"
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echo "已生成 KB 主密钥: $KEY_FILE ($(wc -c < "$KEY_FILE") bytes base64)"
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echo "请立即离线备份;丢失将无法解密已交付的 KB 包。"
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Executable
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#!/usr/bin/env bash
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# encrypt_kb.sh —— 交付副本加密打包(生产库不动,单一 tar)。
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# 流程:① 一致性快照(Qdrant snapshot API / neo4j-admin dump,绝不动活动卷)
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# ② 断言导出文件 AES-256-GCM(raw_export.jsonl properties_json 字段 + parquet 整文件)
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# ③ tar 单一文件(不压缩,92G 二进制)+ sha256
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# ④ 计数校验(backend_guard 常量)
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# 用法:bash encrypt_kb.sh <版本> [stage目录]
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set -euo pipefail
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umask 027
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VERSION="${1:?用法: encrypt_kb.sh <版本>}"
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SCRIPT_DIR="$(cd "$(dirname "${BASH_SOURCE[0]}")" && pwd)"
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TOOLING_ROOT="$(cd "$SCRIPT_DIR/.." && pwd)"
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STAGE_ROOT="${2:-$TOOLING_ROOT/build/$VERSION/knowledge-stage}"
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OUT_DIR="$TOOLING_ROOT/build/$VERSION"
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QDRANT_URL="${QDRANT_URL:-http://127.0.0.1:27333}"
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QDRANT_COLLECTION="${V15_QDRANT_COLLECTION:-plant_srt_pc2025_v3_20260817_normalized}"
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NEO4J_NORM_NAME="neo4j-plant-srt-pc2025-v3-20260817-normalized"
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NEO4J_CANON_NAME="neo4j-plant-srt-direct-v1-full"
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NEO4J_DB="${NEO4J_DB:-neo4j}"
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STAGING="/home/xzq/phase2b-5090-staging-20260823T191150Z/plant_srt_pc2025_merge_20260817_v3_normalized"
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ASSERT_DIR="$STAGING/frozen_inputs/ef0d58871e05afbb957d652a5fe932eda24b68b3655bbbc5feb40d5ae9c47dc8/baseline_assertions"
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REGISTRY_SRC="/home/xzq/5090/teamWorkspace/zh/PlantAI-rag/data/knowledge_base/paper_metadata_registry_v1_20260717/paper_metadata_registry_full.jsonl"
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KEY_FILE="${KB_KEY_FILE:-$OUT_DIR/kb.key}"
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TAR_FILE="$OUT_DIR/knowledge-$VERSION.tar"
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AVAIL_GB=$(df -BG "$OUT_DIR" 2>/dev/null | awk 'NR==2 {gsub("G","",$4); print $4}' || echo 0)
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[[ "${AVAIL_GB:-0}" -ge 200 ]] || { echo "磁盘余量不足(需 ≥200G, 当前 ${AVAIL_GB}G)" >&2; exit 1; }
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[ -f "$KEY_FILE" ] || { echo "缺少 KB 主密钥: $KEY_FILE (先运行 tooling/crypto/init_keys.sh)" >&2; exit 1; }
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mkdir -p "$STAGE_ROOT" "$OUT_DIR"
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# ---- ① 一致性快照 ----
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echo "[1/5] Qdrant snapshot API 导出(在线一致,$QDRANT_COLLECTION)..."
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curl -sf -X POST "$QDRANT_URL/collections/$QDRANT_COLLECTION/snapshots" > /tmp/qdrant_snap_resp.json
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SNAP_NAME=$(python3 -c "import json; print(json.load(open('/tmp/qdrant_snap_resp.json'))['result']['name'])")
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echo " snapshot: $SNAP_NAME(生成中,轮询...)"
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for i in $(seq 1 120); do
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sleep 10
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curl -sf "$QDRANT_URL/collections/$QDRANT_COLLECTION/snapshots" | grep -q "\"name\":\"$SNAP_NAME\"" && break
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done
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# 从容器拷贝 snapshot(容器内路径 /qdrant/snapshots/<collection>/<name>)
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docker cp "$(docker ps -q -f name=qdrant-plant-srt-pc2025-v3-20260817-normalized):/qdrant/snapshots/$QDRANT_COLLECTION/$SNAP_NAME" "$STAGE_ROOT/" 2>/dev/null \
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|| { echo "snapshot 拷贝失败" >&2; exit 1; }
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echo " Qdrant snapshot 拷贝完成: $(du -sh "$STAGE_ROOT/$SNAP_NAME" | cut -f1)"
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echo "[1/5] Neo4j normalized online dump(8.2G)..."
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docker exec "$NEO4J_NORM_NAME" neo4j-admin database dump "$NEO4J_DB" --to-path /tmp --overwrite-destination 2>/dev/null
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docker cp "$NEO4J_NORM_NAME:/tmp/$NEO4J_DB.dump" "$STAGE_ROOT/neo4j-normalized.dump"
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docker exec "$NEO4J_NORM_NAME" rm -f "/tmp/$NEO4J_DB.dump"
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echo " normalized dump: $(du -sh "$STAGE_ROOT/neo4j-normalized.dump" | cut -f1)"
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echo "[1/5] Neo4j canonical online dump(14G)..."
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docker exec "$NEO4J_CANON_NAME" neo4j-admin database dump "$NEO4J_DB" --to-path /tmp --overwrite-destination 2>/dev/null
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docker cp "$NEO4J_CANON_NAME:/tmp/$NEO4J_DB.dump" "$STAGE_ROOT/neo4j-canonical.dump"
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docker exec "$NEO4J_CANON_NAME" rm -f "/tmp/$NEO4J_DB.dump"
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echo " canonical dump: $(du -sh "$STAGE_ROOT/neo4j-canonical.dump" | cut -f1)"
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# ---- ② 断言导出文件加密 ----
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mkdir -p "$STAGE_ROOT/assertions"
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cp "$REGISTRY_SRC" "$STAGE_ROOT/registry.jsonl"
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echo "[2/5] AES-GCM 加密 raw_export.jsonl properties_json(9.5G,数分钟)..."
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python3 "$SCRIPT_DIR/kb_encrypt_backfill.py" \
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--input "$ASSERT_DIR/raw_export.jsonl" \
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--output "$STAGE_ROOT/assertions/raw_export.enc.jsonl" \
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--key-file "$KEY_FILE" \
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--fields properties_json
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echo "[2/5] AES-GCM 整文件加密 assertions.parquet(2.7G)..."
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python3 "$SCRIPT_DIR/kb_encrypt_backfill.py" \
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--input "$ASSERT_DIR/assertions.parquet" \
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--output "$STAGE_ROOT/assertions/assertions.parquet.enc" \
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--key-file "$KEY_FILE" \
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--file-encrypt
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# ---- ③ tar 单一文件(不压缩)+ sha256 ----
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echo "[3/5] 打包单一 tar(92G+,约10分钟)..."
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tar -C "$STAGE_ROOT" -cf "$TAR_FILE" .
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sha256sum "$TAR_FILE" > "$TAR_FILE.sha256"
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echo "tar 完成: $TAR_FILE ($(du -sh "$TAR_FILE" | cut -f1))"
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# ---- ④ 计数校验 ----
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echo "[4/5] 计数校验(backend_guard 常量,解密安装后由 QA 验证)..."
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cat > "$OUT_DIR/EXPECTED_COUNTS.json" <<JSON
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{
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"papers": 31207,
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"canonical_entities": 3820996,
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"assertions": 8246875,
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"normalized_entities": 6316654,
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"qdrant_points": 12963472,
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"neo4j_asserts": 12963472,
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"neo4j_supported_by": 13012368,
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"neo4j_papers": 96648
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}
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JSON
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echo " 期望计数已写入 EXPECTED_COUNTS.json"
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echo "[5/5] KB 加密打包完成: $TAR_FILE"
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echo " sha256: $(cat "$TAR_FILE.sha256")"
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Executable
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#!/usr/bin/env python3
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"""kb_encrypt_backfill.py —— 对 KB 副本的 registry JSONL 做 payload 级 AES-256-GCM 加密。
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加密语义(方案 §五):
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- 断言文本字段(assertion_text / evidence_text 等)与断言导出文件 → AES-256-GCM
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- 向量(向量库存储)保持明文(检索数学需要)
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- 图存储文件保持明文(存储引擎限制,包内)
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- 本脚本只处理交付副本,绝不触碰生产库
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"""
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from __future__ import annotations
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import argparse
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import base64
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import json
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import os
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import sys
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from pathlib import Path
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from cryptography.hazmat.primitives.ciphers.aead import AESGCM
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NONCE_LEN = 12
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def load_key(key_file: Path) -> bytes:
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key_b64 = key_file.read_text(encoding="utf-8").strip()
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key = base64.b64decode(key_b64)
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if len(key) != 32:
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raise SystemExit(f"密钥长度错误: {len(key)} bytes,需要 32 bytes (AES-256)")
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return key
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def encrypt_field(aesgcm: AESGCM, value: str) -> str:
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"""加密单个文本字段,返回 "enc:v1:<b64 nonce>:<b64 ciphertext>"。"""
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nonce = os.urandom(NONCE_LEN)
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ct = aesgcm.encrypt(nonce, value.encode("utf-8"), None)
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return "enc:v1:" + base64.b64encode(nonce).decode() + ":" + base64.b64encode(ct).decode()
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def is_encrypted(value: str) -> bool:
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return value.startswith("enc:v1:")
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def encrypt_file(aesgcm: AESGCM, data: bytes) -> bytes:
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"""整文件 AES-GCM:enc:v1 头 + nonce + ciphertext(二进制输出)。"""
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nonce = os.urandom(NONCE_LEN)
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ct = aesgcm.encrypt(nonce, data, None)
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return b"enc:v1:" + base64.b64encode(nonce) + b":" + base64.b64encode(ct)
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def decrypt_file(aesgcm: AESGCM, blob: bytes) -> bytes:
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assert blob.startswith(b"enc:v1:")
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_, nonce_b64, ct_b64 = blob.split(b":")
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return aesgcm.decrypt(base64.b64decode(nonce_b64), base64.b64decode(ct_b64), None)
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def main() -> int:
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parser = argparse.ArgumentParser()
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parser.add_argument("--input", required=True, type=Path)
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parser.add_argument("--output", required=True, type=Path)
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parser.add_argument("--key-file", required=True, type=Path)
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parser.add_argument("--fields", default="properties_json,assertion_text,evidence_text,text")
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parser.add_argument("--file-encrypt", action="store_true",
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help="整文件 AES-GCM 加密(parquet 等二进制,无法逐字段处理)")
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args = parser.parse_args()
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key = load_key(args.key_file)
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aesgcm = AESGCM(key)
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if args.file_encrypt:
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data = args.input.read_bytes()
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args.output.parent.mkdir(parents=True, exist_ok=True)
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args.output.write_bytes(encrypt_file(aesgcm, data))
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print(f"整文件加密完成: {args.input} ({len(data)} bytes) -> {args.output}")
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return 0
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key = load_key(args.key_file)
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aesgcm = AESGCM(key)
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fields = [f.strip() for f in args.fields.split(",") if f.strip()]
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encrypted = 0
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total = 0
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args.output.parent.mkdir(parents=True, exist_ok=True)
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with args.input.open("r", encoding="utf-8") as fin, args.output.open("w", encoding="utf-8") as fout:
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for line in fin:
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total += 1
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line = line.rstrip("\n")
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if not line.strip():
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fout.write("\n")
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continue
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try:
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rec = json.loads(line)
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except json.JSONDecodeError:
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fout.write(line + "\n")
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continue
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for f in fields:
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if f in rec and isinstance(rec[f], str) and rec[f] and not is_encrypted(rec[f]):
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rec[f] = encrypt_field(aesgcm, rec[f])
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encrypted += 1
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fout.write(json.dumps(rec, ensure_ascii=False) + "\n")
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print(f"KB 加密回填完成: {total} 行, {encrypted} 个字段加密")
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return 0
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if __name__ == "__main__":
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sys.exit(main())
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